Kai Chong Cheng (CRD# 4987533) is an Investment Advisor Representative working at Newbridge Financial Services Group, Inc. in New York, NY and has over 18 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Newbridge Securities Corporation | New York, NY | Nov 2019 - Current | 4 |
| Newbridge Financial Services Group | New York, NY | Oct 2018 - Current | 5 |
| Newbridge Financial Services Group | New York, NY | Oct 2018 - Oct 2018 | < 1 |
| Affinity Capital Management LLC | New York, NY | Mar 2015 - Oct 2018 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Jun 2005 - Feb 2015 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2005 |
| S65 | NASAA Investment Advisors Law Examination | May 2015 |
| S63 | Uniform Securities State Law Examination | Dec 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DC
- NY
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Total Assets Under Management566MILLIONS
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Total Number of Accounts2,506ACCOUNTS
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Average Account Value$225,957
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