Katerina Lukenberg, financial advisor New York NY

Katerina Lukenberg

CRD Number: 6535031
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Katerina Lukenberg (CRD# 6535031) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. New York, NY Apr 2019 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Jan 2019 - Current 2
Jpmorgan Chase Bank, N.a. Brooklyn, NY Oct 2018 - Jan 2019 < 1
J.p. Morgan Securities LLC Brooklyn, NY Oct 2018 - Jan 2019 < 1
Equity Global Strategies Brooklyn, NY Aug 2015 - Dec 2018 3
Axa Advisors,llc New York, NY Mar 2016 - Jan 2018 1
T3 Trading Group,llc New York, NY Jul 2015 - Jan 2016 < 1
Bay Ridge Med Supply Brooklyn, NY May 2015 - Aug 2015 < 1
Citibank N.a. Brooklyn, NY May 2014 - Apr 2015 < 1
Unemployed Brooklyn, NY Feb 2012 - May 2014 2
Binbank St.petersberg, Sep 2010 - Feb 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2016
S65 NASAA Investment Advisors Law Examination Apr 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Katerina Lukenberg
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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