Keith Schmidt, financial advisor New York NY
90 score

Keith Schmidt

CRD Number: 5961885
Current Firm: New York Life Investment Management LLC

Keith Schmidt (CRD# 5961885) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
New York Life Investments New York, NY Jul 2015 - Current 1
Pnc Bank Walnut Street, PA Oct 2014 - Jul 2015 < 1
Pnc Investments LLC Walnut Street, PA Oct 2014 - Jul 2015 < 1
Resource America Philadelphia, PA Oct 2012 - Aug 2014 1
Ing Financial Partners Philadelphia, PA Sep 2011 - Nov 2012 1
National Securities Corp Iselin, NJ Jul 2011 - Aug 2011 < 1
Keith's Power Wasing & Staining Sewell, NJ Jun 2010 - Jun 2011 1
Florida State University Tallahassee, FL Jan 2009 - Apr 2011 2
Caddy Corporation Of America Bridgeport, NJ Jun 2006 - Dec 2009 3
Fairleigh Dickinson University Madison, NJ Aug 2007 - Dec 2008 1
Washington Township High School Sewell, NJ Sep 2003 - Jul 2007 3
Td Bank Sewell, NJ Dec 2006 - Mar 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2011
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Keith P. Schmidt
Phone Number: 212-576-7000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    101,463
    MILLIONS
  • Total Number of Accounts
    1,392
    ACCOUNTS
  • Average Account Value
    $72,890,099
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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