Kenneth MorrisCRD Number: 4017645
Current Firm: First Republic Investment Management, Inc.
Kenneth Morris (CRD# 4017645) is an Investment Advisor Representative working at First Republic Investment Management, Inc. in New York, NY and has over 19 years of experience in the finance industry. Kenneth Morris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Park Avenue Securities LLC
|First Republic Securities Company, LLC||New York, NY||May 2020 - Current||< 1|
|First Republic Investment Management, Inc.||New York, NY||May 2020 - Current||< 1|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - May 2020||5|
|Morgan Stanley Private Bank, N.a||New York, NY||Jan 2015 - May 2020||5|
|Morgan Stanley Smith Barney||New York, NY||Jun 2009 - May 2020||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management87,281MILLIONS
Total Number of Accounts51,500ACCOUNTS
Average Account Value$1,694,768
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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