Kumi Ichikawa (CRD# 2960345) is an Investment Advisor Representative working at Golden Eagle Capital Advisors, Inc. in New York, NY and has over 4 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Golden Eagle Capital Advisors | New York, NY | Nov 2019 - Current | 4 |
| Pruco Securities, LLC | Flushing, NY | Dec 2012 - Current | 11 |
| The Prudential Insurance Company Of America | Flushing, NY | Dec 2012 - Current | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2019 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DC
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Total Assets Under Management33MILLIONS
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Total Number of Accounts21ACCOUNTS
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Average Account Value$1,586,479
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Other
DC, NY
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