Marc Michael, financial advisor New York NY
90 score

Marc Michael

CRD Number: 5909385
Current Firm: Td Ameritrade, Inc.

Marc Michael (CRD# 5909385) is an Investment Advisor Representative working at Td Ameritrade, Inc. in New York, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade New York, NY Feb 2015 - Current 1
Axa Advisors New York, NY May 2011 - Jan 2015 3
Unemployed Brooklyn, NY Dec 2010 - May 2011 < 1
Axa Advisors New York, NY Sep 2010 - Dec 2010 < 1
Slip Safety Solutions New York, NY Apr 2009 - Sep 2010 1
Rays Jewelry New York, NY Oct 2008 - Apr 2009 < 1
Jewish Community Center Deal Park, NJ Jun 2008 - Sep 2008 < 1
Rays Jewelry New York, NY Sep 2007 - Jun 2008 < 1
Sephardic Community Center Brooklyn, NY Jun 2007 - Sep 2007 < 1
Sephardic Community Center Brooklyn, NY Sep 2003 - Jun 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2011
S65 NASAA Investment Advisors Law Examination Sep 2014
Contact Info for Marc H. Michael
Phone Number: (800) 669-3900
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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