Marc Ochs, financial advisor New York NY

Marc Ochs

CRD Number: 6219077
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marc Ochs (CRD# 6219077) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. New York, NY May 2019 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Oct 2016 - Current 5
Norwich Deli East Norwich, NY May 2016 - Oct 2016 < 1
Aegis Capital Corp Melville, NY Jun 2015 - May 2016 < 1
J.d. Nicholas & Associates, Inc. Syosset, NY Mar 2015 - Jun 2015 < 1
Retro Fitness Syosset, NY Dec 2014 - Mar 2015 < 1
East Norwich Deli East Norwich, NY May 2011 - Dec 2014 3
Farmingdale State College Farmingdale, NY Aug 2011 - May 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2015
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Marc F. Ochs
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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