Marc Shapiro, financial advisor New York NY

Marc Shapiro

CRD Number: 5866683
Current Firm: Park Avenue Securities LLC

Marc Shapiro (CRD# 5866683) is an Investment Advisor Representative working at Park Avenue Securities LLC in New York, NY and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Park Avenue Securities New York, NY Dec 2011 - Current 12
Strategies For Wealth New York, NY Sep 2010 - Current 13
Guardian Life Insurance Company New York, NY Sep 2010 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
S65 NASAA Investment Advisors Law Examination Jun 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Marc A. Shapiro
Phone Number: 1-888-600-4667
Registered State(s):
  • CA
  • CT
  • NY
  • NC
  • OH
  • VT
By the Numbers
  • Total Assets Under Management
    11,882
    MILLIONS
  • Total Number of Accounts
    62,811
    ACCOUNTS
  • Average Account Value
    $189,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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