Mark Vassallo, financial advisor New York NY
93 score

Mark Vassallo

CRD Number: 1311427
Current Firm: Lightyear Capital LLC

Mark Vassallo (CRD# 1311427) is an Investment Advisor Representative working at Lightyear Capital LLC in New York, NY and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Lightyear Capital LLC New York, NY Oct 2003 - Current 13
Cetera Financial Group El Segundo, CA Dec 2013 - Apr 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1995
Contact Info for Mark F. Vassallo
Phone Number: 212-328-0555
Firm Website:
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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