Mathew Lapointe
CRD Number: 7485163Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mathew Lapointe (CRD# 7485163) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has 1 year of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | May 2019 - Current | 4 |
| Wade Financial Advisory, Inc. | Campbell, CA | Nov 2017 - May 2019 | 1 |
| Cambridge Associates | Arlington, VA | Jul 2016 - Nov 2017 | 1 |
| Cambridge Associates | Arlington, VA | Aug 2016 - Jul 2017 | < 1 |
| Unemployed | Los Altos, CA | May 2016 - Aug 2016 | < 1 |
| University Of Kansas | Lawrence, KS | Aug 2012 - May 2016 | 3 |
| Core-mark International | South San Francisco, CA | Jun 2015 - Aug 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2022 |
- NY
-
Total Assets Under Management1,093,689MILLIONS
-
Total Number of Accounts2,864,234ACCOUNTS
-
Average Account Value$381,844
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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