Matthew Galvan, financial advisor New York NY

Matthew Galvan

CRD Number: 7070896
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Matthew Galvan (CRD# 7070896) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 3 years of experience in the finance industry.

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Origin Financial
Company Name Location Dates Years
Bank Of America, N.a. New York, NY Jun 2019 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Feb 2019 - Current 3
U.s. Trust, Bank Of America Private Wealth Management New York, NY Feb 2017 - Feb 2019 2
U.s. Trust, Bank Of America Private Wealth Management New York, NY May 2015 - Feb 2017 1
U.s. Trust, Bank Of America Private Wealth Management New York, NY Jul 2013 - May 2015 1
Unemployed Philadelphia, PA May 2013 - Jun 2013 < 1
Boston College Chestnut Hill, MA Aug 2009 - May 2013 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Matthew J. Galvan
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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