Matthew Parker (CRD# 2762117) is an Investment Advisor Representative working at Laidlaw Wealth Management LLC in New York, NY and has over 28 years of experience in the finance industry.
CRD# 5490658
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2473844
Flynn Zito Capital Management, LLC
CRD# 6826987
J.p. Morgan Securities LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Laidlaw & Company (uk) Ltd. | New York, NY | Mar 2019 - Current | 5 |
Laidlaw Wealth Management | New York, NY | Mar 2019 - Current | 5 |
Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Mar 2019 | 4 |
Morgan Stanley Smith Barney | New York, NY | Jun 2009 - Mar 2019 | 9 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1996 |
S65 | NASAA Investment Advisors Law Examination | Dec 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management530MILLIONS
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Total Number of Accounts1,171ACCOUNTS
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Average Account Value$452,955
- A percentage of assets under your management
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