Maxwell ManningCRD Number: 7396651
Current Firm: Morgan Stanley
Maxwell Manning (CRD# 7396651) is an Investment Advisor Representative working at Morgan Stanley in New York, NY and has 1 year of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
High Mountain Financial Coaching LLC
|Morgan Stanley Smith Barney LLC||New York, NY||Jul 2021 - Current||< 1|
|Morgan Stanley Smith Barney LLC||New York, NY||Jun 2020 - Jun 2021||1|
|Eltekon Advisors||Austin, TX||Jun 2019 - Jun 2020||1|
|Marex Spectron||New York, NY||Jun 2018 - Jun 2019||1|
|Westchester Country Club||Rye, NY||Jun 2017 - Jun 2018||1|
|Hobbs Contruction Company||Rye, NY||Jun 2016 - Jun 2017||1|
|Unemployed||Rye, NY||Jan 2011 - Jun 2016||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2022|
Total Assets Under Management1,311,935MILLIONS
Total Number of Accounts2,129,899ACCOUNTS
Average Account Value$615,961
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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