Maxwell Tanner, financial advisor New York NY
93 score

Maxwell Tanner

CRD Number: 5345860
Current Firm: Clearbridge Investments, LLC

Maxwell Tanner (CRD# 5345860) is an Investment Advisor Representative working at Clearbridge Investments, LLC in New York, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Legg Mason & Co LLC Stamford, CT Mar 2015 - Current 1
Legg Mason Investor Services LLC Stamford, CT Mar 2015 - Current 1
Clearbridge Investments New York, NY Mar 2015 - Current 1
Metlife Shelton, CT Jul 2010 - Mar 2015 4
Elis Brick Oven Pizza Hamden, CT Aug 2009 - Jul 2010 < 1
Quinnipiac University Hamden, CT Jun 2006 - May 2010 3
Barnum Financial Group Shelton, CT Jun 2009 - Aug 2009 < 1
Quinnipiac University Polling Institute Hamden, CT Apr 2008 - Jul 2009 1
Cit Smith Barney New York, NY May 2007 - Jan 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2011
Contact Info for Maxwell J. Tanner
Phone Number: 212-805-2000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    99,256
    MILLIONS
  • Total Number of Accounts
    101,639
    ACCOUNTS
  • Average Account Value
    $976,554
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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