Michael Difalco, financial advisor New York NY
90 score

Michael Difalco

CRD Number: 6138414
Current Firm: New York Life Investment Management LLC

Michael Difalco (CRD# 6138414) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
New York Life Insurance Company New York, NY Nov 2012 - Current 4
Craft Brewers Guild Danveis, MA Jan 2012 - Sep 2012 < 1
Uno's Chicago Grill Boston, MA Jun 2010 - Dec 2011 1
Bloomberg LP New York, NY Jun 2011 - Aug 2011 < 1
Student Morris Plains, NJ Oct 2002 - Jun 2010 7
Ups Store Boston, MA Jan 2009 - Jul 2009 < 1
Applebee's East Hanover, NJ Jun 2006 - Sep 2007 1
Hanover Township Whippany, NJ Jun 2005 - Aug 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Michael J. Difalco
Phone Number: 212-576-7000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    101,463
    MILLIONS
  • Total Number of Accounts
    1,392
    ACCOUNTS
  • Average Account Value
    $72,890,099
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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