Michael Ross, financial advisor New York NY
96 score

Michael Ross

CRD Number: 3060211
Current Firm: Jefferies Investment Advisers, LLC

Michael Ross (CRD# 3060211) is an Investment Advisor Representative working at Jefferies Investment Advisers, LLC in New York, NY and has over 18 years of experience in the finance industry. Michael Ross has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Jefferies LLC New York, NY Nov 2013 - Current 3
Total Alignment Wealth Advisors, LLC New York, NY Jan 2013 - Aug 2013 < 1
Wilmington Trust New York, NY Nov 2010 - Dec 2012 2
Mml Investors Services Inc. New York, NY Sep 2007 - Nov 2010 3
Mass Mutual Life New York, NY Aug 2007 - Nov 2010 3
Lenox Advisors, Inc. New York, NY Apr 2007 - Nov 2010 3
Wachovia Securities LLC New York, NY Jul 2003 - Apr 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2013
S65 NASAA Investment Advisors Law Examination Jun 1998
Contact Info for Michael R. Ross
Phone Number: 212-284-2300
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    3,952
    MILLIONS
  • Total Number of Accounts
    315
    ACCOUNTS
  • Average Account Value
    $12,545,763
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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