Moss PlaineCRD Number: 1345816
Current Firm: Aegis Capital Corp.
Moss Plaine (CRD# 1345816) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 24 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Aegis Capital Corp||New York, NY||Jan 2013 - Current||4|
|Burnham Securities Inc.||New York, NY||Oct 1993 - Jan 2013||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1993|
|S65||NASAA Investment Advisors Law Examination||Jun 2013|
Total Assets Under Management327MILLIONS
Total Number of Accounts1,027ACCOUNTS
Average Account Value$318,015
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)