Nicole ThomasCRD Number: 6136815
Current Firm: Morgan Stanley
Nicole Thomas (CRD# 6136815) is an Investment Advisor Representative working at Morgan Stanley in New York, NY and has over 3 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Morgan Stanley Smith Barney LLC||New York, NY||Jul 2016 - Current||1|
|Morgan Stanley Smith Barney LLC||New York, NY||Jul 2013 - Jul 2016||3|
|Morgan Stanley Smith Barney LLC||Roanoke, VA||Nov 2012 - May 2013||< 1|
|Roanoke College||Salem, VA||Aug 2012 - May 2013||< 1|
|Purdue Pharmaceuticals||Stamford, CT||Jun 2012 - Aug 2012||< 1|
|Roanoke College||Salem, VA||Aug 2011 - May 2012||< 1|
|Purdue Pharmaceuticals||Stamford, CT||Jun 2011 - Aug 2011||< 1|
|Yvonne Ferris Interiors||Southport, CT||May 2011 - Aug 2011||< 1|
|Roanoke College||Salem, VA||Aug 2010 - May 2011||< 1|
|Fairfield Parks And Recreation||Fairfield, CT||Jun 2010 - Aug 2010||< 1|
|Yvonne Ferris Interiors||Southport, CT||May 2010 - Aug 2010||< 1|
|Roanoke College||Salem, VA||Aug 2009 - May 2010||< 1|
|Fairfield Parks And Recreation||Fairfield, CT||Jun 2009 - Aug 2009||< 1|
|Fairfield Ludlowe High School||Fairfield, CT||Aug 2008 - Jun 2009||< 1|
|Fairfield Parks And Recreation||Fairfield, CT||Jun 2008 - Aug 2008||< 1|
|Fairfield Ludlowe High School||Fairfield, CT||Aug 2005 - Jun 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2014|
Total Assets Under Management598,503MILLIONS
Total Number of Accounts1,610,240ACCOUNTS
Average Account Value$371,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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