Oscar Flores De Valgaz (CRD# 4598645) is an Investment Advisor Representative working at Legado Wealth Management LLC in New York, NY and has over 18 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ucap Asset Management LLC | New York, NY | Jun 2018 - Current | 5 |
| Ucap Securities LLC | New York, NY | Jun 2017 - Current | 6 |
| Insight Securities Inc. | Highland Park, IL | Jul 2016 - Jun 2017 | < 1 |
| Lebenthal And Co, LLC | Nyc, NY | May 2015 - Jul 2016 | 1 |
| Lebenthal Wealth Advisors, LLC | New York, NY | May 2015 - Jul 2016 | 1 |
| Forefront Capital Markets, LLC | New York, NY | May 2012 - May 2015 | 3 |
| Forefront Capital Management, LLC | New York, NY | May 2012 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2005 |
- NY
- NC
-
Total Assets Under Management16MILLIONS
-
Total Number of Accounts78ACCOUNTS
-
Average Account Value$209,962
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
NC, NY
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