Patricia HardialCRD Number: 4935611
Current Firm: Wells Fargo Clearing Services, LLC
Patricia Hardial (CRD# 4935611) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in New York, NY and has over 5 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
Hightower Advisors, LLC
|Wells Fargo Clearing Services, LLC||New York, NY||Aug 2021 - Current||< 1|
|Janney Montgomery Scott LLC||New York, NY||Nov 2018 - Aug 2021||2|
|Unemployed||New York, NY||Sep 2017 - Nov 2018||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Feb 2017 - Sep 2017||< 1|
|Unemployed||New York, NY||Dec 2016 - Feb 2017||< 1|
|Mml Investors Services||New York, NY||Feb 2011 - Nov 2016||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2016|
|S66||NASAA Uniform Combined State Law Examination||Jun 2018|
Total Assets Under Management568,760MILLIONS
Total Number of Accounts1,434,300ACCOUNTS
Average Account Value$396,542
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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