Randal Barton, financial advisor New York NY

Randal Barton

CRD Number: 3200217
Current Firm: Voya Investment Management Company LLC

Randal Barton (CRD# 3200217) is an Investment Advisor Representative working at Voya Investment Management Company LLC in New York, NY and has over 25 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
Voya Investments Distributor, LLC Windsor, CT May 2014 - Current 9
Voya Investment Management Centennial, CO May 2014 - Current 9
Voya Investment Management Company, LLC New York, NY May 2014 - Current 9
Ing Investment Management Co Greenwood Village, CO Apr 2008 - May 2014 6
Ing Investment Management Greenwood Village, CO May 2007 - May 2014 7
Ing Investments Distributor Greenwood Village, CO May 2007 - May 2014 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Randal B. Barton
Phone Number: 212-309-8200
Registered State(s):
  • AL
  • AK
  • AZ
  • AR
  • CA
  • CO
  • CT
  • DE
  • DC
  • FL
  • GA
  • HI
  • ID
  • IL
  • IN
  • IA
  • KS
  • KY
  • LA
  • ME
  • MD
  • MA
  • MI
  • MN
  • MS
  • MO
  • MT
  • NE
  • NV
  • NH
  • NJ
  • NM
  • NC
  • ND
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TX
  • UT
  • VT
  • VA
  • WA
  • WV
  • WI
By the Numbers
  • Total Assets Under Management
    241,808
    MILLIONS
  • Total Number of Accounts
    96,377
    ACCOUNTS
  • Average Account Value
    $2,508,976
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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