Ricardo Ruiz, financial advisor New York NY
93 score

Ricardo Ruiz

CRD Number: 5288814
Current Firm: Clearbridge Investments, LLC

Ricardo Ruiz (CRD# 5288814) is an Investment Advisor Representative working at Clearbridge Investments, LLC in New York, NY and has over 9 years of experience in the finance industry.

Similar Advisors
John Bartlett, financial advisor New York NY
John J. Bartlett
CRD# 5973991
Cfs Investment Advisory Services LLC
Score
107
Similar Advisors
Danna Jacobs, financial advisor New York NY
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Score
107
Similar Advisors
Gary Matthews, financial advisor New York NY
Gary R. Matthews
CRD# 4276969
SRI Investing
Score
107
Company Name Location Dates Years
Legg Mason Investor Services LLC Stamford, CT Oct 2014 - Current 2
Clearbridge Investments New York, NY Oct 2014 - Current 2
Leg Mason & Co Stamford, CT Oct 2014 - Current 2
Unemployed Hoboken, NJ Aug 2014 - Sep 2014 < 1
Lord, Abbett & Company LLC Jersey City, NJ Apr 2011 - Aug 2014 3
Farmers Financial Services Dublin, OH Jan 2011 - Mar 2011 < 1
Farmers Insurance Group Dublin, OH Sep 2010 - Mar 2011 < 1
Unemployed Pataskala, OH Mar 2010 - Sep 2010 < 1
Mad River Mountain Zanesfield, OH Dec 2009 - Mar 2010 < 1
Unemployed Pataskala, OH Mar 2009 - Dec 2009 < 1
Edward Jones St Louis, MO Feb 2007 - Feb 2009 2
Ashley Furniture Dublin, OH Sep 2006 - Jan 2007 < 1
The Ohio State University Columbus, OH Aug 2002 - Dec 2006 4
Sherwin Williams Grove City, OH Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2011
S66 NASAA Uniform Combined State Law Examination Apr 2007
Contact Info for Ricardo J. Ruiz
Phone Number: 212-805-2000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    99,256
    MILLIONS
  • Total Number of Accounts
    101,639
    ACCOUNTS
  • Average Account Value
    $976,554
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.