Richard Spinner (CRD# 1465308) is an Investment Advisor Representative working at Transcend Capital Advisors, LLC in Madison, NJ and has over 37 years of experience in the finance industry. Richard Spinner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transcend Wealth Collective, LLC | Short Hills, NJ | Jul 2020 - Current | 3 |
| Edge Wealth Management | New York, NY | Mar 2009 - Jul 2020 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1986 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2008 |
- NJ
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Total Assets Under Management2,857MILLIONS
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Total Number of Accounts4,468ACCOUNTS
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Average Account Value$639,472
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