Robert Field, financial advisor New York NY
93 score

Robert Field

CRD Number: 4432716
Current Firm: Ubs Financial Services Inc.

Robert Field (CRD# 4432716) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. New York, NY Oct 2006 - Current 10
Bnp Paribas Securities Corp. New York, NY Jul 2001 - Sep 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2004
S66 NASAA Uniform Combined State Law Examination Nov 2006
Contact Info for Robert G. Field
Phone Number: 201-352-3000
Registered State(s):
  • NJ
  • TX
  • NC
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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