Robert HoffmanCRD Number: 1847962
Current Firm: Snowden Capital Advisors LLC
Robert Hoffman (CRD# 1847962) is an Investment Advisor Representative working at Snowden Capital Advisors LLC in New York, NY and has over 29 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Snowden Account Services, Inc.||Pasadena, CA||May 2014 - Current||4|
|Snowden Capital Advisors LLC||Pasadena, CA||May 2014 - Current||4|
|Bank Of America,na||Arcadia, CA||Sep 2009 - May 2014||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pasadena, CA||Dec 1995 - Sep 2009||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1988|
|S65||NASAA Investment Advisors Law Examination||Apr 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management1,321MILLIONS
Total Number of Accounts2,946ACCOUNTS
Average Account Value$448,380
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, NH, NJ, NV, NY, OH, PA, TN, TX, UT, VA, VT, WA
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