Robert Maley, financial advisor Darien CT

Robert Maley

CRD Number: 2442794
Current Firm: Sutter Capital Partners, LLC

Robert Maley (CRD# 2442794) is an Investment Advisor Representative working at Sutter Capital Partners, LLC in Darien, CT and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Sutter Securities Clearing, LLC Irvine, CA Feb 2020 - Current 4
Sutter Securities Inc. San Francisco, CA Jun 2019 - Current 4
Sutter Securities Group, Inc. Irvine, CA Jun 2019 - Current 4
Boustead Securities, LLC Irvine, CA Feb 2018 - Current 6
Sutter Securities Clearing, LLC Irvine, CA Jun 2019 - Nov 2019 < 1
Analyst Hub Securities LLC New York, NY Jul 2018 - Jul 2019 1
Sutter Securities Clearing, LLC Irvine, CA May 2018 - Jun 2019 1
Inx Services, Inc. New York, NY May 2018 - Mar 2019 < 1
Ata Consulting Group Darien, CT Nov 2016 - Jun 2018 1
Nms Capital Advisors, LLC Beverly Hills, CA Oct 2017 - Feb 2018 < 1
Nms Capital Asset Management, Inc. Beverly Hills, CA Oct 2017 - Feb 2018 < 1
Unemployed New York, NY May 2016 - Nov 2016 < 1
Ladenburg Thalmann & Company, Inc. New York, NY Oct 2015 - May 2016 < 1
Ladenburg Thalmann Asset Management New York, NY Oct 2015 - May 2016 < 1
Gilford Securities Incorporated New York, NY Jan 1994 - Oct 2015 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1994
S65 NASAA Investment Advisors Law Examination Feb 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Robert A. Maley
Phone Number: 917 923-9649
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CA, CT, NJ, NY

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