Rochelle Wagenheim, financial advisor New York NY

Rochelle Wagenheim

CRD Number: 4385880
Current Firm: Ingalls & Snyder LLC

Rochelle Wagenheim (CRD# 4385880) is an Investment Advisor Representative working at Ingalls & Snyder LLC in New York, NY and has over 22 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
Ingalls & Snyder LLC New York, NY Oct 2018 - Current 5
Morgan Stanley Distribution, Inc. New York, NY Sep 2015 - Oct 2018 3
Morgan Stanley Smith Barney LLC New York, NY Mar 2006 - Sep 2015 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2001
S65 NASAA Investment Advisors Law Examination Jun 2010
Contact Info for Rochelle F. Wagenheim
Phone Number: 212-269-7800
Firm Website: https://www.ingalls.net
Registered State(s):
  • CA
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    5,233
    MILLIONS
  • Total Number of Accounts
    5,816
    ACCOUNTS
  • Average Account Value
    $899,735
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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