Roger Forman (CRD# 5946654) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 6 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
Score
107
CRD# 832532
Altium Wealth Management LLC
Score
107
CRD# 5973991
Cfs Investment Advisory Services LLC
Score
107
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Bank Usa, N.a. | New York, NY | Dec 2014 - Current | 3 |
| Hsbc Securities (usa) Inc. | New York, NY | Dec 2014 - Current | 3 |
| Country Spin Homes | Locust, NC | Jun 2006 - Current | 11 |
| Hsbc Securities (usa) Inc. | Massapequa, NY | Nov 2013 - Dec 2014 | 1 |
| Hsbc Bank Usa, N.a. | Massapequa, NY | Oct 2013 - Dec 2014 | 1 |
| J.d. Nicholas & Associates, Inc. | Lake Grove, NY | Jul 2013 - Oct 2013 | < 1 |
| C. K. Cooper & Company | Melville, NY | Oct 2012 - Jul 2013 | < 1 |
| Ekn Financial Services, Inc. | Melville, NY | Oct 2011 - Oct 2012 | 1 |
| First Midwest Securities | Garden City, NY | Jun 2011 - Oct 2011 | < 1 |
| Risa Management Corp | Westbury, NY | Oct 2009 - Jun 2010 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2011 |
- NJ
-
Total Assets Under Management2,974MILLIONS
-
Total Number of Accounts12,328ACCOUNTS
-
Average Account Value$241,245
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.