Rohan ShahCRD Number: 6972216
Current Firm: Ubs Financial Services Inc.
Rohan Shah (CRD# 6972216) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 2 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
|Ubs Financial Services Inc.||New York, NY||Nov 2019 - Current||3|
|Ubs||Weehawken, NJ||Sep 2019 - Nov 2019||< 1|
|Unemployed||Hillsborough, NJ||May 2019 - Aug 2019||< 1|
|Student||Hillsborough, NJ||Jan 2008 - May 2019||11|
|Neuberger Berman||Chicago, IL||Jun 2018 - Aug 2018||< 1|
|Tenor Capital Management Company||New York, NY||May 2017 - Jul 2017||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2020|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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