Sai Ng (CRD# 5427483) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 16 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Bank Usa, N.a. | New York, NY | Aug 2016 - Current | 7 |
| Hsbc Securities (usa) Inc. | New York, NY | Apr 2016 - Current | 8 |
| Hsbc Bank Usa, N.a. | New York, NY | Apr 2016 - Aug 2016 | < 1 |
| Hsbc Securities (usa) Inc. | New York, NY | Mar 2015 - Apr 2016 | 1 |
| Hsbc Bank Usa N.a. | New York, NY | Nov 2012 - Mar 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
| S63 | Uniform Securities State Law Examination | Nov 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management3,020MILLIONS
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Total Number of Accounts12,387ACCOUNTS
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Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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