Sami Sharif, financial advisor New York NY

Sami Sharif

CRD Number: 5404529
Current Firm: Klingman And Associates, LLC

Sami Sharif (CRD# 5404529) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 11 years of experience in the finance industry.

Similar Advisors
Michael Kay, financial advisor New York NY
Michael F. Kay
CRD# 1420183
Financial Life Focus, LLC
Similar Advisors
Eric Bloom, financial advisor New York NY
Eric M. Bloom
CRD# 2708116
Park Avenue Securities LLC
Similar Advisors
David Fowler, financial advisor New York NY
David A. Fowler
CRD# 5146297
Origin Investment Advisory LLC
Professional Designations
Company Name Location Dates Years
Klingman And Associates, LLC New York, NY Feb 2018 - Current 6
Raymond James Financial Services,inc New York, NY Feb 2018 - Jul 2020 2
Sontag Advisory New York, NY Apr 2014 - Jan 2018 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Sami Sharif
Phone Number: 212-867-7647
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    3,277
    MILLIONS
  • Total Number of Accounts
    2,791
    ACCOUNTS
  • Average Account Value
    $1,174,054
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AZ, CA, CO, CT, DC, FL, LA, MA, MD, NC, NE, NH, NJ, NY, PA, SC, TX, VA, WA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.