Sarah Marks, financial advisor New York NY

Sarah Marks

CRD Number: 4246002
Current Firm: Steward Partners Investment Advisory, LLC

Sarah Marks (CRD# 4246002) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in New York, NY and has over 20 years of experience in the finance industry. Sarah Marks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
38north Studio, LLC Falls Church, VA Apr 2018 - Current 2
Steward Partners Global Advisory, LLC Mclean, VA Jan 2018 - Current 3
Steward Partners Investment Advisory, LLC Mclean, VA Jan 2018 - Current 3
Raymond James Financial Services, Inc. Mclean, VA Jan 2018 - Current 3
Wells Fargo Clearing Services, LLC Arlington, VA Nov 2016 - Jan 2018 1
Wells Fargo Advisors LLC Arlington, VA May 2009 - Nov 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2000
S65 NASAA Investment Advisors Law Examination Jun 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Sarah K. Marks
Phone Number: 212-364-0364
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    7,348
    MILLIONS
  • Total Number of Accounts
    16,315
    ACCOUNTS
  • Average Account Value
    $450,356
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY

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