Scott Bauman, financial advisor New York NY
90 score

Scott Bauman

CRD Number: 6002557
Current Firm: Alliancebernstein LP

Scott Bauman (CRD# 6002557) is an Investment Advisor Representative working at Alliancebernstein LP in New York, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Alliancebernstein Investments, Inc. New York, NY Jan 2015 - Current 1
Cammack Retirement Group New York, NY Jan 2014 - Dec 2014 < 1
Cammack Larhette Consulting New York, NY Nov 2011 - Dec 2013 2
Mtv Networks New York, NY Mar 2011 - Oct 2011 < 1
Unemployed Unemployed, NY Jul 2010 - Feb 2011 < 1
University Of Delaware Newark, DE Sep 2009 - Jun 2010 < 1
New York New Jersey Port Authority New York, NY Jul 2009 - Aug 2009 < 1
University Of Delaware Newark, DE Sep 2008 - Jun 2009 < 1
Gian-reid Agency Inc. Deer Park, NY Jul 2008 - Aug 2008 < 1
University Of Delaware Newark, DE Sep 2007 - Jun 2008 < 1
Mixed Media Group New York, NY Jul 2007 - Aug 2007 < 1
University Of Delaware Newark, DE Sep 2006 - Jun 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2012
S65 NASAA Investment Advisors Law Examination Mar 2012
Contact Info for Scott J. Bauman
Phone Number: 212-969-1000
Firm Website: http://www.bernstein.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    436,187
    MILLIONS
  • Total Number of Accounts
    38,589
    ACCOUNTS
  • Average Account Value
    $11,303,398
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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