1. Wealthminder
  2. New York, NY
Sean Sullivan, financial advisor New York NY

Sean Sullivan

CRD Number: 7097419
Current Firm: Yieldstreet

Sean Sullivan (CRD# 7097419) is an Investment Advisor Representative working at Yieldstreet in New York, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Yieldstreet New York, NY Dec 2022 - Current 1
Lpl Financial LLC Westhampton, NY Dec 2021 - Dec 2022 1
Point 32 Investment Partners Westhampton Beach, NY Dec 2021 - Dec 2022 1
Royal Bank Of Canada Hampton Bays, NY Apr 2019 - Dec 2021 2
Wow Payments New York, NY Nov 2018 - Mar 2019 < 1
The Bridgehampton Club Bridgehampton, NY Jul 2013 - Nov 2018 5
Student Hampton Bays, NY Sep 2009 - Jun 2018 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2020
Contact Info for Sean P. Sullivan
Phone Number: 844-943-5378
Registered State(s):
  • AL
  • AK
  • AZ
  • AR
  • CA
  • CO
  • CT
  • DE
  • FL
  • GA
  • HI
  • ID
  • IL
  • IA
  • KS
  • KY
  • LA
  • ME
  • MD
  • MA
  • MI
  • MN
  • MS
  • MO
  • MT
  • NE
  • NV
  • NH
  • NJ
  • NM
  • NY
  • NC
  • ND
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TX
  • UT
  • VT
  • VA
  • WA
  • WV
  • WI
  • WY
  • VI
By the Numbers
  • Total Assets Under Management
    1,219
    MILLIONS
  • Total Number of Accounts
    204
    ACCOUNTS
  • Average Account Value
    $5,975,469
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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