Sebastian KarpenCRD Number: 6508221
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sebastian Karpen (CRD# 6508221) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 5 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
Hightower Advisors, LLC
|Bank Of America, N.a.||New York, NY||Jan 2021 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Sep 2020 - Current||1|
|Wealth Enhancement Advisory Services||Plymouth, MN||Jan 2018 - Aug 2020||2|
|Wealth Enhancement Advisory Services, LLC||Houston, TX||May 2017 - Aug 2020||3|
|Lpl Financial LLC||Houston, TX||May 2017 - Aug 2020||3|
|Wealth Enhancement Brokerage Services||Plymouth, MN||May 2017 - Aug 2020||3|
|Jp Morgan Securities LLC||Houston, TX||Jul 2016 - May 2017||< 1|
|Jp Morgan Chase Bank||Houston, TX||Jul 2016 - May 2017||< 1|
|Unemployed||Houston, TX||Dec 2015 - Jul 2016||< 1|
|Creighton University||Omaha, NE||Aug 2011 - Dec 2015||4|
|Northwestern Mutual||Houston, TX||May 2015 - Aug 2015||< 1|
|Morgan Systems International||Houston, TX||Jun 2012 - Jul 2012||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2017|
|S63||Uniform Securities State Law Examination||Oct 2016|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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