Stephen BeatonCRD Number: 4721164
Current Firm: J.p. Morgan Securities LLC
Stephen Beaton (CRD# 4721164) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in New York, NY and has over 16 years of experience in the finance industry.
Financial Life Focus, LLC
|Jpmorgan Securities, LLC||New York, NY||Jan 2019 - Current||4|
|Jpmorgan Chase Bank, N.a.||New York, NY||Jan 2019 - Current||4|
|Ubs Financial Services Inc.||New York, NY||Jan 2010 - Jan 2019||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2006|
|S65||NASAA Investment Advisors Law Examination||Sep 2021|
Total Assets Under Management212,929MILLIONS
Total Number of Accounts982,795ACCOUNTS
Average Account Value$216,656
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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