Stephen Edwards, financial advisor New York NY
93 score

Stephen Edwards

CRD Number: 1060415
Current Firm: Cl Wealth Management LLC

Stephen Edwards (CRD# 1060415) is an Investment Advisor Representative working at Cl Wealth Management LLC in New York, NY and has over 34 years of experience in the finance industry.

Company Name Location Dates Years
Cabot Lodge Securities New York, NY Jul 2013 - Current 3
Allied Beacon Wealth Management, LLC Richmond, VA Feb 2011 - Current 5
Allied Beacon Partners, Inc. Richmond, VA Feb 2011 - Jun 2013 2
Waterford Investor Services Clearwater, FL Jan 2010 - Feb 2011 1
Cbs Advisors, LLC Richmond, VA Mar 2008 - Feb 2011 2
Community Bankers Securities Richmond, VA Mar 2008 - Dec 2009 1
Wachovia Securities, LLC Richmond, VA Jan 2008 - Mar 2008 < 1
Wachovia Securities, LLC Richmond, VA Jan 2008 - Mar 2008 < 1
A. G. Edwards & Sons, Inc. Richmond, VA Oct 1983 - Mar 2008 24
#ia A.g. Edwards & Sons, Inc. Richmond, VA Oct 1983 - Mar 2008 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1982
S65 NASAA Investment Advisors Law Examination Sep 1998
Contact Info for Stephen T. Edwards
Phone Number: 212-388-6200
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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