Stephen Leeb (CRD# 2459010) is an Investment Advisor Representative working at Leeb Capital Management, Inc. in New York, NY and has over 29 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tci Enterprises, LLC | New York, NY | Jul 2003 - Current | 20 |
| Leeb Capital Management, Inc. | New York, NY | Jun 2001 - Current | 22 |
| Leeb Brokerage Services, Inc. | New York, NY | Jun 1998 - Aug 2019 | 21 |
| Leeb Research Consultants | New York, NY | Jun 1994 - Aug 2019 | 25 |
| Leeb Index Trader, LLC | New York, NY | Jan 2006 - Mar 2018 | 12 |
| Emerging Advisory, LLC | New York, NY | Jun 2005 - Mar 2018 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
- TX
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Total Assets Under Management92MILLIONS
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Total Number of Accounts108ACCOUNTS
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Average Account Value$853,873
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, FL, NH, NY, TX
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