Stephen Soviero (CRD# 6581713) is an Investment Advisor Representative working at Cerity Partners LLC in New York, NY and has over 5 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cerity Partners LLC | New York, NY | Jul 2023 - Current | < 1 |
| Aj Wealth | New York, NY | Jan 2021 - Jun 2023 | 2 |
| Aj Wealth | New York, NY | Jan 2019 - Dec 2020 | 1 |
| Aj Wealth | New York, NY | Jun 2017 - Dec 2018 | 1 |
| Fairfield University | Fairfield, CT | Sep 2016 - May 2017 | < 1 |
| Brookfield Property Partners | New York, NY | Jun 2016 - Aug 2016 | < 1 |
| Morgan Stanley | New York, NY | Dec 2015 - May 2016 | < 1 |
| Fairfield University | Fairfield, CT | Sep 2015 - May 2016 | < 1 |
| Lane Office | New York, NY | Jun 2015 - Sep 2015 | < 1 |
| Fairfield University | Fairfield, CT | Sep 2014 - May 2015 | < 1 |
| Lane Office | New York, NY | Jun 2014 - Sep 2014 | < 1 |
| Fairfield University | Fairfield, CT | Sep 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Nov 2018 |
- NY
-
Total Assets Under Management80,573MILLIONS
-
Total Number of Accounts16,424ACCOUNTS
-
Average Account Value$4,905,815
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.