Steven Abernathy, financial advisor New York NY

Steven Abernathy

CRD Number: 1276378
Current Firm: Abernathy Group Ii LLC

Steven Abernathy (CRD# 1276378) is an Investment Advisor Representative working at Abernathy Group Ii LLC in New York, NY and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Abernathy Group Ii LLC New York, NY Mar 2010 - Current 14
The Abernathy Group Ii New York, NY Oct 2009 - Current 14
Dinosaur Financial Group, LLC New York, NY Feb 2017 - Feb 2023 6
Apb Financial Group, LLC New York, NY Sep 2009 - Feb 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven H. Abernathy
Phone Number: 212-293-3499
Registered State(s):
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    67
    MILLIONS
  • Total Number of Accounts
    93
    ACCOUNTS
  • Average Account Value
    $715,803
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CA, LA, NY, OR, PA, TX, VA

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