Suzanne StoneCRD Number: 5558728
Current Firm: Guggenheim Investment Advisors, LLC
Suzanne Stone (CRD# 5558728) is an Investment Advisor Representative working at Guggenheim Investment Advisors, LLC in New York, NY and has over 4 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Guggenheim Funds Distributors, LLC||New York, NY||Jan 2018 - Current||< 1|
|Guggenheim Partners Investment Managements Holding, LLC||New York, NY||Jan 2018 - Current||< 1|
|Guggenheim Investor Services, LLC||New York, NY||Mar 2013 - Current||5|
|Guggenheim Investment Advisors, LLC||New York, NY||Mar 2013 - Current||5|
|Stratton Capital Management Ltd||New York, NY||Apr 2012 - Mar 2013||< 1|
|Stratton Capital Management Ltd||New York, NY||Mar 2011 - Apr 2012||1|
|Stratton Capital Management Ltd||New York, NY||Jun 2009 - Mar 2011||1|
|Stratton Capital Management Ltd||New York, NY||Jun 2008 - Jun 2009||1|
|Fourth Wall Restaurant Group||New York, NY||Oct 2007 - Jun 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2013|
Total Assets Under Management8,875MILLIONS
Total Number of Accounts3ACCOUNTS
Average Account Value$2,958,322,814
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
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