Suzanne Stone (CRD# 5558728) is an Investment Advisor Representative working at Guggenheim Investment Advisors, LLC in New York, NY and has over 10 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Guggenheim Funds Distributors, LLC | New York, NY | Jan 2018 - Current | 6 |
| Guggenheim Partners Investment Managements Holding, LLC | New York, NY | Jan 2018 - Current | 6 |
| Guggenheim Investor Services, LLC | New York, NY | Mar 2013 - Current | 11 |
| Guggenheim Investment Advisors, LLC | New York, NY | Mar 2013 - Current | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2013 |
- IL
-
Total Assets Under Management876MILLIONS
-
Total Number of Accounts57ACCOUNTS
-
Average Account Value$15,376,955
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CT, FL, IL, NY
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