Thomas Dowling, financial advisor Hilton Head Island SC

Thomas Dowling

CRD Number: 2573963
Current Firm: A.g.p / Alliance Global Partners

Thomas Dowling (CRD# 2573963) is an Investment Advisor Representative working at A.g.p / Alliance Global Partners in Hilton Head Island, SC and has over 29 years of experience in the finance industry. Thomas Dowling has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
A.g.p. / Alliance Global Partners Hilton Head, SC Jun 2021 - Current 2
Aegis Capital Corp Hilton Head Island, SC Jun 2017 - Current 6
Fsc Securities Corp Atlanta, GA Mar 2017 - Jun 2017 < 1
Aegis Capital Corp. New York, NY Mar 2010 - Mar 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1995
S65 NASAA Investment Advisors Law Examination Apr 2005
Contact Info for Thomas M. Dowling
Phone Number: 800-727-7922
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    1,321
    MILLIONS
  • Total Number of Accounts
    5,220
    ACCOUNTS
  • Average Account Value
    $252,983
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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