Thomas Grimm (CRD# 2702276) is an Investment Advisor Representative working at Kingswood Wealth Advisors, LLC in Waxhaw, NC and has over 27 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kingswood Capital Partners, LLC | Waxhaw, NC | May 2023 - Current | < 1 |
| Kingswood Wealth Advisors LLC | Stockbridge, GA | Jan 2022 - Current | 2 |
| Benchmark Investments, Inc. | Stockbridge, GA | Aug 2020 - Current | 3 |
| Benchmark Advisory Services, LLC | Stockbridge, GA | Aug 2020 - Jan 2022 | 1 |
| Millennial Advisers, LLC | New York, NY | Mar 2018 - Aug 2020 | 2 |
| Allied Millennial Partners | New York, NY | Feb 2018 - Aug 2020 | 2 |
| Laidlaw And Company | New York, NY | Sep 2013 - Feb 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1996 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management1,043MILLIONS
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Total Number of Accounts4,527ACCOUNTS
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Average Account Value$230,381
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