Thomas Tracy (CRD# 5939301) is an Investment Advisor Representative working at Ned Davis Research, Inc. in New York, NY and has over 11 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ned Davis Research, Inc. | New York, NY | Sep 2019 - Current | 4 |
| Alliancebernstein Investments, Inc. | New York, NY | Nov 2014 - Aug 2019 | 4 |
| Bank Of America, N.a. | Manasquan, NJ | May 2013 - Oct 2014 | 1 |
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Manasquan, NJ | Oct 2012 - Oct 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2013 |
- FL
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts1ACCOUNTS
-
Average Account Value$202,484
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other
- Pension consulting services
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Market timing services
- Educational seminars/workshops
- Other
CA, FL, NY, TX
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