Thomas TracyCRD Number: 5939301
Current Firm: Alliancebernstein LP
Thomas Tracy (CRD# 5939301) is an Investment Advisor Representative working at Alliancebernstein LP in New York, NY and has over 5 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Alliancebernstein Investments, Inc.||New York, NY||Nov 2014 - Current||3|
|Bank Of America, N.a.||Manasquan, NJ||May 2013 - Oct 2014||1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Manasquan, NJ||Oct 2012 - Oct 2014||2|
|Not Working||Jackson, NJ||Feb 2012 - Oct 2012||< 1|
|Mml Investors Services||Columbus, OH||Aug 2011 - Jul 2012||< 1|
|Espress-oh||Columbus, OH||Mar 2012 - Jun 2012||< 1|
|Skylight Financial Group||Dublin, OH||Jul 2011 - Jun 2012||< 1|
|Espress-oh||Columbus, OH||Mar 2010 - Jun 2012||2|
|Ohio State University||Columbus, OH||Sep 2008 - Jun 2012||3|
|Mass Mutual||Columbus, OH||Jun 2011 - Aug 2011||< 1|
|Allen Contracting||Jackson, NJ||Aug 2010 - Sep 2010||< 1|
|Student-ohio State University||Columbus, OH||Sep 2009 - Mar 2010||< 1|
|Air Ducts Unlimited||Jackson, NJ||Jun 2009 - Sep 2009||< 1|
|Ohio State University||Columbus, OH||Sep 2008 - Jun 2009||< 1|
|Nike Factory Outlet||Jackson, MS||Aug 2007 - Sep 2008||1|
|Topgun Paintball Games||Jackson, NJ||Aug 2006 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Total Assets Under Management449,001MILLIONS
Total Number of Accounts43,674ACCOUNTS
Average Account Value$10,280,738
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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