Timothy Frangione, financial advisor New York NY
88 score

Timothy Frangione

CRD Number: 6301319
Current Firm: New York Life Investment Management LLC

Timothy Frangione (CRD# 6301319) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
New York Life Investments New York, NY Jun 2014 - Current 2
Ameriprise Financial Towson, MD Jan 2014 - May 2014 < 1
Towson University Towson, MD Aug 2010 - May 2014 3
St. Stephen's Green Spring Lake Heights, NJ Jan 2007 - Jan 2014 7
Student Spring Lake Heights, NJ Jun 2004 - Jan 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Timothy R. Frangione
Phone Number: 212-576-7000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    101,463
    MILLIONS
  • Total Number of Accounts
    1,392
    ACCOUNTS
  • Average Account Value
    $72,890,099
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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