Todd SmithCRD Number: 1392064
Current Firm: E*trade Capital Management, LLC
Todd Smith (CRD# 1392064) is an Investment Advisor Representative working at E*trade Capital Management, LLC in New York, NY and has over 31 years of experience in the finance industry. Todd Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|E*trade Capital Management LLC||Atlanta, GA||Sep 2015 - Current||1|
|E*trade Securities LLC||Atlanta, GA||Sep 2015 - Current||1|
|E*trade Securities LLC||Alpharetta, GA||Feb 2015 - Sep 2015||< 1|
|E*trade Capital Management LLC||Alpharetta, GA||Feb 2015 - Sep 2015||< 1|
|E*trade Securities LLC||Alpharetta, GA||Jul 2014 - Jan 2015||< 1|
|E*trade Capital Management LLC||Alpharetta, GA||Jul 2014 - Jan 2015||< 1|
|E*trade Capital Management LLC||Alpharetta, GA||Jan 2014 - Jun 2014||< 1|
|E*trade Securities LLC||Alpharetta, GA||Jan 2014 - Jun 2014||< 1|
|E*trade Securities LLC||Alpharetta, GA||Feb 2013 - Jan 2014||< 1|
|E*trade Capital Management LLC||Alpharetta, GA||Feb 2013 - Jan 2014||< 1|
|E*trade Capital Management LLC||Alpharetta, GA||Sep 2012 - Feb 2013||< 1|
|E*trade Securities LLC||Alpharetta, GA||Sep 2012 - Feb 2013||< 1|
|Suntrust Investment Services||Atlanta, GA||Nov 2010 - Sep 2012||1|
|Suntrust Bank||Atlanta, GA||Nov 2010 - Jun 2011||< 1|
|Fifth Third Securities||Lawrenceville, GA||Jul 2008 - Oct 2010||2|
|Next Financial Group Inc.||Alpharetta, GA||Apr 2007 - Jul 2008||1|
|Hornor Townsend & Kent Inc.||Atlanta, GA||Aug 2006 - Apr 2007||< 1|
|Ameritas Investment Corp||Alpharetta, GA||Jun 2005 - Aug 2006||1|
|Ameritas Variable Life Insurance Co||Alpharetta, GA||Jun 2005 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1985|
|S66||NASAA Uniform Combined State Law Examination||Sep 2006|
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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