Vivian Loy (CRD# 4130984) is an Investment Advisor Representative working at J.p. Morgan Private Wealth Advisors LLC in New York, NY and has over 12 years of experience in the finance industry. Vivian Loy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | New York, NY | Oct 2023 - Current | < 1 |
| Jpmorgan Chase Bank, N.a. | New York, NY | Jul 2023 - Current | < 1 |
| First Republic Investment Management, Inc. | New York, NY | Jan 2022 - Jul 2023 | 1 |
| Pnc Bank | Ridgewood, NJ | Apr 2015 - Jan 2022 | 6 |
| Unemployed | New Milford, NJ | Feb 2015 - Mar 2015 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | May 2012 - Jan 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2010 |
- NY
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Total Assets Under Management139,511MILLIONS
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Total Number of Accounts84,774ACCOUNTS
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Average Account Value$1,645,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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