Wallis TsaiCRD Number: 4565425
Current Firm: Aboveboard Wealth Management, LLC
Wallis Tsai (CRD# 4565425) is an Investment Advisor Representative working at Aboveboard Wealth Management, LLC in New York, NY and has over 5 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
|The Leaders Group Inc.||Littleton, CO||May 2023 - Current||< 1|
|Aboveboard Wealth Mgmt||New York, NY||Jun 2018 - Current||5|
|Aboveboard Ins Svcs LLC||New York, NY||Jun 2018 - Current||5|
|Aboveboard Financial Inc.||New York, NY||Mar 2015 - Current||8|
|Unemployed||New York, NY||Apr 2013 - Mar 2015||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2023|
|S65||NASAA Investment Advisors Law Examination||Jul 2018|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
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