Wallis Tsai (CRD# 4565425) is an Investment Advisor Representative working at Aboveboard Wealth Management, LLC in New York, NY and has over 5 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Leaders Group Inc. | Littleton, CO | May 2023 - Current | < 1 |
| Aboveboard Wealth Mgmt | New York, NY | Jun 2018 - Current | 5 |
| Aboveboard Ins Svcs LLC | New York, NY | Jun 2018 - Current | 5 |
| Aboveboard Financial Inc. | New York, NY | Mar 2015 - Current | 8 |
| Unemployed | New York, NY | Apr 2013 - Mar 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2023 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2018 |
- NY
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
NY
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