Xiaolu Yan (CRD# 6255991) is an Investment Advisor Representative working at Morgan Stanley in Menlo Park, CA and has over 10 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Smith Barney LLC | Menlo Park, CA | Jun 2022 - Current | 1 |
| Morgan Stanley Private Bank, N.a | New York, NY | Jun 2022 - Current | 1 |
| East West Bank | New York, NY | Oct 2018 - Jun 2022 | 3 |
| Cetera Investment Services LLC | St. Cloud, MN | Oct 2018 - Jun 2022 | 3 |
| Cetera Investment Advisers LLC | New York, NY | Oct 2018 - Jun 2022 | 3 |
| Morgan Stanley Smith Barney LLC | New York, NY | Jan 2017 - Oct 2018 | 1 |
| Morgan Stanley Smith Barney LLC | New York, NY | Sep 2013 - Jan 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2014 |
- CA
- TX
-
Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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