Robert Dicks (CRD# 1600508) is an Investment Advisor Representative working at Securities America Advisors, Inc. in New York Mills, NY and has over 36 years of experience in the finance industry. Robert Dicks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6282976
Osaic Wealth, Inc.
CRD# 6505675
Equitable Advisors, LLC
CRD# 5688534
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | New York Mills, NY | Sep 2016 - Current | 7 |
| Securities America Advisors, Inc. | New York Mills, NY | Sep 2016 - Current | 7 |
| Robert A Dicks, Jr Inc. | New York Mills, NY | Jan 2001 - Current | 23 |
| Wall Street Financial Group, Inc. | Fairport, NY | Apr 1997 - Sep 2016 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1987 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2006 |
- NJ
- NY
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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